Job description
United States - Florida
Compliance, Risk
Group Functions
Job Reference #
276146BR
City
Miami
Job Type
Full Time
Your role
Do you want to prevent criminals and terrorists from abusing the financial and legislative systems? Are you the type of who likes to do the right thing? Do you know how to maintain independence and objectivity?
We are looking for someone who can:
We are looking for someone who can:
- assume a role in the Financial Crime Prevention Enhanced Due Diligence/Periodic KYC Review (FinCrime EDD/PKR) Team with oversight of our Enhanced Due Diligence Officers and PKR analysts along any emerging technology projects
- review higher and high risk client relationships to ensure that client due diligence is complete and accurate, and whether or not the client's actual activity was consistent to the client's expected activity
- escalate negative news, unusual activity, or any other items identified during the review
- assist in the ongoing maintenance of the Customer AML Risk Rating Tool
- complete UBS's annual BSA/AML/OFAC trainings
Your team
As a FinCrime Enhanced Due Diligence Manager, you will be working with the Americas Financial Crime Prevention Team and supervising a team of Enhanced Due Diligence Officers and Periodic KYC Review Analysts. Our role is to assist UBS in the fight against money laundering, fraud, corruption, and terrorist financing.
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
- 4 year college degree or international equivalent
- ideally 8+ years of AML experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or relevant post-graduate degree such as a MBA or JD
- prior experience with client reviews, investigations or internal audit is preferred
- regulatory experience in the securities industry is an advantage
- Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and Fraud Professional (CAFP) is a plus
- excellent report writing skills with the ability to communicate risks in an effective way to all levels of seniority (required)
- analytical and able to provide practical solutions and prioritize a diverse workload with multiple deadlines
- capable of changing directions based on business demands
- Results oriented and assertive (you do not shy away from challenging situations)
- Fluent in Spanish or Portuguese (preferred but not required)
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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